Compliance Manager

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Posted 25 days ago
Contract Type:
£35,000 - 45,000
Area of Law:
Private Practice
Reference Number:
19th June 2024
Compliance Manager We have a new role for a Compliance Manager to work alongside the Directors and Practice Manager at a law firm based in Coventry. The role will involve monitoring risk and ensuring compliance across the firm in a variety of areas. The role will be tailored to the skills and strengths of the successful candidate and will cover some or all of the following: · Managing and reviewing Office Manual policies, plans and procedures. · Ensuring compliance with Lexcel and assisting with the annual re-accreditation process. · Assisting the COLP in ensuring compliance with the SRA's Standards and Regulations and other statutory obligations. · Reviewing and analysing risk management data including complaints, claims, file reviews, client feedback, conflicts and breaches. · Assisting the MLRO in ensuring compliance with the Money Laundering Regulations. · Assisting the Complaints Officer with complaints handling. · Assisting with Professional Indemnity Insurance renewals and dealing with other insurance renewals. · Assisting with data protection and health and safety compliance. · Assisting with the annual renewal of solicitors' practising certificates and maintenance of the firm's SRA authorisation. · Arranging/leading compliance training sessions. The successful candidate will have: · Experience of working in a compliance role in the legal services sector. · The ability to work collaboratively with the Management Team to monitor risk and ensure compliance. · Excellent organisational and communication skills with an ability to influence at all levels and build supportive relationships. · The ability to deal with confidential matters with discretion and tact. · Excellent IT skills and knowledge. The role is full-time and office based, although some flexibility will be considered for the right candidate (minimum 29 hours). Salary range £35-45k (dept on experience)
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Advising Consultant

Joanna Marklove
Joanna Marklove

North West

07800846711 Connect on LinkedIn View bio

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