Risk and Compliance Executive

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Posted 27 days ago
Contract Type:
£45,000 - 50,000
Area of Law:
Private Practice
Reference Number:
29th January 2024
Our client a leading national law firm are looking to recruit a Risk and Compliance Executive to their busy Risk and Compliance Team in Nottingham. As the new addition to the Risk and Compliance team, you will play a critical part of the firm's efficiency mitigating risks the firm may face while adhering to the SRA rules and regulations. Working in close collaboration with the Risk & Compliance Director you will assume full responsibility for the firm's compliance including all regulatory requirements and internal policies and procedures. The firms Risk and Compliance Team undertake the full range of compliance and anti-money laundering work including resolving compliance queries, file reviews and analysis of compliance data, knowing the rules, regulations, and legislation that applies to our clients business is fundamental and therefore previous experience in a similar role is required. Within the risk of Risk and Compliance Executive, you can expect to be involved in creating and implementing compliance policies and procedures in addition to delivering training to fee earners and support staff on best practices to remain compliant. As the rules and regulations are always evolving, it's important that you are able to stay up to date with all amendments and developments. Benefits As the newly appointed Risk and Compliance Executive, you will benefit from: · The opportunity to work for a multi award-winning firm · Joining a firm that is consistently recognised in the Top Tier of the Legal 500 · Working for a Times Best Law firm · A highly supportive and technically excellent team who are trusted by leading household names across the Retail, Banking and High Education Sectors · Private Health Insurance · Competitive starting salary · Employee Assistance Programme · Hybrid working The Role A large proportion of the role will involve working in close collaboration with the firm's wider stakeholders, to offer advice on a range of compliance issues including: All aspects of Anti Money Laundering and Due Diligence in addition to advising on and dealing with client and third party complaints. You will also provide advice on adhering with the Solicitors Code of Conduct. About you: As this is a constantly evolving role, you will need significant experience of working in a Legal risk & compliance role. It's essential that you have worked in an SRA Regulated Environment, therefore Law firm experience is a necessity. You will also have a working knowledge of the Data Protection Act 2018 and demonstrate a keen eye for detail. In addition you will be able to demonstrate a strong understanding of AML and be an effective trouble-shooter with the ability to work to strict deadlines. If you are interested in discussing the role, please contact Laura Baron at BCL Legal for further details and a full job specification. Please only apply for this opportunity if you have the requisite skills and experience. If you would like any further information, please contact BCL Legal. BCL Legal is an equal opportunities employer.
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Advising Consultant

Laura Baron
Laura Baron



07530738783 Connect on LinkedIn View bio

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